Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Burgher is a financial professional with over 30 years of experience in the financial services industry. Dawn has a broad range of experience across various financial institutions including Salomon Smith Barney Inc., Dean Witter Reynolds Inc., Morgan Stanley DW Inc., Morgan Stanley & Co., Incorporated, and Banc of America Investment Services, Inc. Currently, Dawn is a registered representative and investment advisor representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc. and provides financial advice to a variety of clients including individuals, corporations, and charitable organizations. Dawn holds multiple FINRA licenses including Series 7, 3, 9, 10, 23, 24, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/06/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOCA RATON FL)
FL
04/30/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (FORT LAUDERDALE FL)
FL
04/02/2007 - 05/01/2007
MORGAN STANLEY & CO., INCORPORATED (FT. LAUDERDALE FL)
FL
11/13/1998 - 04/02/2007
MORGAN STANLEY DW INC. (FT. LAUDERDALE FL)
NY
03/19/1996 - 10/27/1998
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
01/01/1993 - 02/28/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/15/2008
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 05/04/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/28/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2010
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 11/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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