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Dawn Page Holtmeier

Pruco Securities, LLC

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About Dawn Page Holtmeier

Dawn Holtmeier is a financial professional with over 26 years of experience in the industry. Dawn is a registered representative of Pruco Securities, LLC, a broker-dealer, and an investment adviser representative. Dawn is also registered as an investment adviser representative in Wisconsin. Dawn has passed the Series 3, 7, 8, 9, 10, 14, 24, 51, 63 and 65 exams. Dawn's areas of expertise include financial planning, selection of other advisers, and portfolio management for individuals, corporations, and other businesses.

Firm Information

Dawn Holtmeier is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Dawn Holtmeier’s Registration & Firm History

WI

11/26/2002 - Present

Pruco Securities, LLC (Mequon WI)

NY

04/11/1996 - 11/05/2002

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/10/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/01/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/01/2012

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 12/26/2002

Series 24 - General Securities Principal Examination

BC

Issued 09/05/2001

Series 14 - Compliance Officer Examination

BC

Issued 07/15/1996

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/1999

Series 3 - National Commodity Futures Examination

BC

Issued 04/10/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dawn Page Holtmeier.
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