Unclaimed
Dawn Michelle Hotop is a registered representative with Ameritas Investment Company, LLC, a firm that is licensed to provide investment services in the United States. Dawn has been in the financial services industry since 2008 and has extensive experience in investment advising. Dawn has passed the Series 6, Series 26 and Series 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
01/23/2024 - Present
Ameritas Investment Company, LLC (LINCOLN NE)
CO
05/28/2012 - 03/23/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
01/29/2003 - 10/10/2008
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
BC
Issued 02/28/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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