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Dawn Michelle Hotop

Ameritas Investment Company, LLC

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About Dawn Michelle Hotop

Dawn Michelle Hotop is a registered representative with Ameritas Investment Company, LLC, a firm that is licensed to provide investment services in the United States. Dawn has been in the financial services industry since 2008 and has extensive experience in investment advising. Dawn has passed the Series 6, Series 26 and Series 63 exams.

Firm Information

Dawn Hotop is currently registered with Ameritas Investment Company, LLC. Ameritas Investment Company, LLC is a Limited Liability Company formed in April 1984. It is registered in all 50 states and the District of Columbia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

297

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dawn Hotop’s Registration & Firm History

NE

01/23/2024 - Present

Ameritas Investment Company, LLC (LINCOLN NE)

CO

05/28/2012 - 03/23/2022

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

01/29/2003 - 10/10/2008

GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 02/28/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/26/2007

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dawn Michelle Hotop.
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