Unclaimed
Dawn Michelle Gordon is a registered investment advisor with LPL Financial LLC. Dawn has been in the industry since 1986 and holds licenses to provide investment advice in Nevada and Texas. Dawn has worked at Lincoln Financial Securities Corporation and American Express Financial Advisors Inc. in the past. Dawn has a broad range of experience, including providing financial planning and investment management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
05/16/2024 - Present
LPL Financial LLC (LAS VEGAS NV)
NV
09/09/1996 - 05/16/2024
LINCOLN FINANCIAL SECURITIES CORPORATION (LAS VEGAS NV)
MN
05/23/1986 - 09/05/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
IA
Issued 03/04/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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