Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Michelle Frost is a financial advisor who has been in the industry since August 2, 2020. Dawn is currently registered with LPL Financial LLC and is licensed to provide financial advice in several states including Iowa, Arkansas, Florida, Illinois, Indiana, Minnesota, Missouri, North Carolina, Pennsylvania, South Carolina, Texas and Wisconsin. Dawn has previously worked with CUNA Brokerage Services, Inc. and Transamerica Capital, Inc. Dawn specializes in providing financial planning and investment advice for individuals, businesses, pension plans and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
05/18/2022 - Present
LPL Financial LLC (CEDAR RAPIDS IA)
IA
06/18/2021 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (CEDAR RAPIDS IA)
IA
07/31/2020 - 06/14/2021
TRANSAMERICA CAPITAL, INC. (Cedar Rapids IA)
BOTH
Issued 03/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/26/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/08/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/31/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/23/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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