Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Michelle Ferrotta is a financial advisor with over 28 years of experience in the industry. Dawn is currently registered with Blackrock Investments, LLC in Princeton, NJ. Dawn has held previous positions at National Financial Services LLC, Fidelity Brokerage Services LLC, and National Financial Services Corporation. Dawn holds Series 7, Series 24, Series 63, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
10/21/2008 - Present
Blackrock Investments, LLC (PRINCETON NJ)
NJ
04/03/2006 - 10/16/2008
NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)
RI
03/30/1998 - 04/03/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
MA
09/06/1994 - 03/30/1998
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BC
Issued 10/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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