Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Michele McAllen is a financial advisor with Osaic Wealth, Inc., a firm that manages over $94 billion in assets for over 437,000 clients. Dawn has been a registered representative for over 26 years and has worked with clients across a variety of backgrounds. Dawn is a licensed investment advisor and financial planner and has passed multiple securities exams. She specializes in providing financial planning, investment management, and portfolio management services. Dawn's clients include individuals, businesses, and trusts. Dawn has a strong focus on helping clients reach their financial goals. Dawn has a proven track record of success, and she is committed to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
11/03/2023 - Present
Osaic Wealth, Inc. (CHARLOTTE NC)
NC
01/03/2017 - 11/03/2023
FSC SECURITIES CORPORATION (CHARLOTTE NC)
NC
01/09/2015 - 12/31/2016
FSC SECURITIES CORPORATION (CHARLOTTE NC)
NC
06/01/2009 - 01/26/2015
MORGAN STANLEY (CHARLOTTE NC)
NC
09/26/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTE NC)
NC
10/01/2000 - 09/29/2008
WACHOVIA SECURITIES, LLC (CHARLOTTE NC)
NC
01/24/1997 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 09/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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