Unclaimed
Dawn Mascaro is a registered representative with Newbridge Securities Corp. Dawn has been in the securities industry since January 3, 2002. Dawn is currently registered with the state of Florida. Dawn has previously been associated with Chicago Investment Group, LLC, Ladenburg, Thalmann & Co., Inc. and Ladenburg Capital Management Inc. Dawn holds the Series 7, Series 9, Series 10, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/03/2008 - Present
Newbridge Securities Corp. (BOCA RATON FL)
FL
10/01/2004 - 04/01/2008
CHICAGO INVESTMENT GROUP, LLC (BOCA RATON FL)
NY
11/20/2002 - 06/08/2004
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
03/18/2002 - 11/20/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
09/11/2001 - 03/22/2002
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
BC
Issued 06/18/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/24/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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