Unclaimed
Dawn Marie Williams is a financial advisor who has been in the industry since 1988. Dawn is currently registered with Ameriprise Financial Services, LLC and has offices in Bellevue, WA. Dawn is registered in 20 states and has a Series 7, Series 3, Series 63, and Series 65 licenses. Dawn has worked with Ameriprise Financial Services, LLC, Ameriprise Advisor Services, Inc. and Citigroup Global Markets Inc. Dawn specializes in asset allocation services, financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Dawn's experience and expertise make her a valuable resource for clients looking for financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
10/05/2009 - Present
Ameriprise Financial Services, LLC (Bellevue WA)
WA
04/17/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (BELLEVUE WA)
WA
07/31/1993 - 05/08/2009
CITIGROUP GLOBAL MARKETS INC. (SEATTLE WA)
NY
11/28/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 07/11/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/23/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1988
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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