Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Strain is a financial advisor with over 19 years of experience in the industry. She is currently registered with Fidelity Brokerage Services LLC and has previously held positions at NatCity Investments, Inc. and Red Capital Markets, Inc. Dawn is licensed to sell securities in Massachusetts, Texas, and Utah and holds several licenses including Series 6, 7, 9, 10, 26, and 63. She also holds the Securities Industry Essentials (SIE) designation. Dawn is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/01/2005 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
OH
10/13/2004 - 11/11/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
OH
11/14/2003 - 10/13/2004
RED CAPITAL MARKETS, INC. (COLUMBUS OH)
BC
Issued 09/19/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/15/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/03/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2005
Series 7 - General Securities Representative Examination
BC
Issued 11/13/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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