Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Sollitto is a registered representative with Stifel, Nicolaus & Company, Inc., and has been in the financial services industry since 2003. Dawn has experience working at several firms including Janney Montgomery Scott LLC, MBSC Securities Corporation, Electronic Securities Processing (ESP) LLC and CIBC World Markets Corp.. Dawn holds the Series 7, Series 63, and SIE licenses and is currently registered in 50 states. Dawn specializes in portfolio management for individuals and pooled investment vehicles, and offers financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/18/2015 - Present
Stifel, Nicolaus & Company, Inc. (GARDEN CITY NY)
NY
05/09/2013 - 05/19/2015
JANNEY MONTGOMERY SCOTT LLC (GARDEN CITY NY)
NY
11/21/2012 - 04/15/2013
MBSC SECURITIES CORPORATION (UNIONDALE NY)
NY
02/25/2008 - 12/21/2010
ELECTRONIC SECURITIES PROCESSING (ESP) LLC (NEW YORK NY)
NY
04/23/2001 - 12/13/2007
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BC
Issued 05/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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