linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Dawn Marie Sharpe

Aegis Capital Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Dawn? Claim Your Profile

About Dawn Marie Sharpe

Dawn Sharpe is a financial professional with over 18 years of experience in the financial services industry. Dawn is currently registered with Aegis Capital Corp. and holds the Series 6, 63, and 24 licenses. Dawn has previously worked at National Securities Corporation, Newbridge Securities Corporation, LH Ross & Company, Inc., and First Montauk Securities Corp. Dawn's focus is on providing financial planning and portfolio management services for individuals and businesses.

Firm Information

Dawn Sharpe is currently registered with Aegis Capital Corp.. Aegis Capital Corp. is a corporation formed in 1984 and headquartered in New York, NY. The firm provides financial planning, portfolio management for individuals, businesses, and pooled investment vehicles. Aegis Capital Corp. is registered with the SEC and in 53 states. The firm has over 257 registered representatives and manages approximately $1.28 billion in assets.
Aegis Capital Corp.

1345 AVENUE OF THE AMERICAS

NEW YORK, NY 10105

$1.28B

Assets Under Management

Not reported

Total Clients

156

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Dawn Sharpe’s Registration & Firm History

NJ

08/05/2016 - Present

Aegis Capital Corp. (Red Bank NJ)

NJ

02/04/2013 - 08/08/2016

NATIONAL SECURITIES CORPORATION (RED BANK NJ)

NJ

11/22/2010 - 11/20/2012

NEWBRIDGE SECURITIES CORPORATION (RED BANK NJ)

NJ

10/25/2004 - 03/31/2009

NEWBRIDGE SECURITIES CORPORATION (RED BANK NJ)

FL

06/17/2004 - 12/17/2004

LH ROSS & COMPANY, INC. (BOCA RATON FL)

NJ

03/26/2003 - 06/18/2004

FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)

Not sure if Dawn Marie Sharpe is right for you?

Licenses & Designations

BC

Issued 09/29/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/14/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2003

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Dawn Marie Sharpe.
Not sure if Dawn Marie Sharpe is right for you?