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Dawn Marie Rose

Sorrento Pacific Financial, LLC

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About Dawn Marie Rose

Dawn Rose is a registered representative with Sorrento Pacific Financial, LLC and Cuso Financial Services, LP. Dawn has been in the financial services industry since 2005. Dawn is licensed in 52 states and the District of Columbia. Dawn specializes in financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.

Firm Information

Dawn Rose is currently registered with Sorrento Pacific Financial, LLC. Sorrento Pacific Financial, LLC is a California-based financial advisory firm founded in 2003. With over 129 registered representatives and $192,507,423 in regulatory assets under management, the firm provides financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management services for individuals, businesses, and charitable organizations. Sorrento Pacific Financial, LLC also participates in wrap fee programs.
Sorrento Pacific Financial, LLC

10150 MEANLEY DRIVE

SAN DIEGO, CA 92131

$192.51M

Assets Under Management

239

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dawn Rose’s Registration & Firm History

CA

04/26/2011 - Present

Sorrento Pacific Financial, LLC (SAN DIEGO CA)

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Licenses & Designations

BC

Issued 11/28/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/30/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/30/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dawn Marie Rose.
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