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Dawn Marie Pancella

U.s. Sterling Securities, Inc.

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About Dawn Marie Pancella

Dawn Marie Pancella is a registered representative with U.S. Sterling Securities, Inc. Dawn has been in the securities industry since August 9, 1993. Dawn holds Series 7, 63, 72, 79TO, and SIE licenses. She is registered in New York.

Firm Information

Dawn Pancella is currently registered with U.s. Sterling Securities, Inc.. U.s. Sterling Securities, Inc. is a Corporation that was formed on March 10, 1992. It is registered in 43 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

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Fee Structure

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Dawn Pancella’s Registration & Firm History

NY

10/25/1994 - Present

U.s. Sterling Securities, Inc. (HAUPPAUGE NY)

NA

06/30/1993 - 09/13/1994

LONG ISLAND NETWORK SECURITIES, INC.

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Licenses & Designations

BC

Issued 07/08/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/28/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dawn Marie Pancella.
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