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Dawn Marie Panas

Morgan Stanley

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About Dawn Marie Panas

Dawn Panas is a financial advisor who has been in the industry since April 21, 1988. Dawn is currently registered with Morgan Stanley and has held previous positions with Citigroup Global Markets Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Everen Securities, Inc., Blunt Ellis & Loewi Incorporated, and E. F. Hutton & Company Inc. Dawn is licensed to provide investment advice in Texas and Wisconsin.

Firm Information

Dawn Panas is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Dawn Panas’s Registration & Firm History

WI

06/01/2009 - Present

Morgan Stanley (Middleton WI)

WI

11/14/2008 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (MADISON WI)

WI

04/02/2007 - 11/19/2008

MORGAN STANLEY & CO. INCORPORATED (MADISON WI)

WI

08/25/1993 - 04/02/2007

MORGAN STANLEY DW INC. (MADISON WI)

MO

09/04/1990 - 08/19/1993

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NA

04/30/1990 - 09/04/1990

BLUNT ELLIS & LOEWI INCORPORATED

NY

07/11/1989 - 05/16/1990

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NY

04/11/1988 - 08/12/1988

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

05/21/1987 - 04/11/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

IA

Issued 05/07/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/05/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/2017

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/21/2016

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2008

Series 31 - Futures Managed Funds Examination

BC

Issued 05/16/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Dawn Marie Panas.
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