Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Kalinowski is a registered representative with Northwestern Mutual Investment Services, LLC. Dawn has been in the securities industry since 1997. Dawn is licensed in Wisconsin to provide investment advisory services and securities brokerage services. Dawn has experience with a variety of financial firms, including LPL Financial LLC, Investment Financial Corporation, National Planning Corporation, Investment Centers of America, Inc., and SII Investments, Inc. Dawn is also a 90% owner of investment property in Hartford, Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
08/25/2023 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
WI
03/07/2019 - 06/20/2023
LPL FINANCIAL LLC (HARTFORD WI)
WI
04/17/2018 - 09/04/2018
INVEST FINANCIAL CORPORATION (APPLETON WI)
CA
04/17/2018 - 09/04/2018
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
WI
07/06/2001 - 09/04/2018
INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)
WI
10/30/1997 - 09/04/2018
SII INVESTMENTS, INC. (APPLETON WI)
IA
Issued 12/02/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2000
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/26/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/05/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 09/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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