Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Giuffra is a registered representative with Clear Street LLC. Dawn has been in the industry since December 18, 2006, and has held previous roles at EQUILEND, AUTOMATED EQUITY FINANCE MARKETS, INC., and NEUBERGER BERMAN, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/03/2022 - Present
Clear Street LLC (NEW YORK NY)
NY
03/09/2020 - 02/28/2022
EQUILEND (NEW YORK NY)
NY
09/28/2010 - 02/28/2022
AUTOMATED EQUITY FINANCE MARKETS, INC. (New York NY)
NY
04/15/2003 - 05/04/2004
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
08/24/1999 - 05/14/2002
NEUBERGER BERMAN, LLC (NEW YORK NY)
BC
Issued 08/26/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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