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Dawn Marie Eagle

Smbc Nikko Securities America, Inc.

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About Dawn Marie Eagle

Dawn Marie Eagle is a registered representative with Smbc Nikko Securities America, Inc. Dawn has been working in the financial industry since May 2023. She holds the Series 99TO and SIE licenses. Dawn is currently located in Jersey City, New Jersey.

Firm Information

Dawn Eagle is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dawn Eagle’s Registration & Firm History

NJ

05/18/2023 - Present

Smbc Nikko Securities America, Inc. (Jersey City NJ)

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Licenses & Designations

BC

Issued 05/18/2023

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2023

Series 99TO - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dawn Marie Eagle.
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