Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Marie Dempsey-smerke is a financial professional with over 30 years of experience in the financial services industry. Dawn is currently registered with Cetera Investment Advisers LLC and has been with the firm since 2013. Dawn provides financial planning, retirement planning, and investment management services to individuals, businesses, and non-profits.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
03/21/2024 - Present
Cetera Investment Advisers LLC (SCHAUMBURG IL)
OH
06/20/1996 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
FL
06/19/1990 - 06/29/1996
INVESTACORP, INC. (MIAMI FL)
NA
06/01/1988 - 01/22/1990
INVEST FINANCIAL CORPORATION
WI
06/24/1987 - 01/22/1990
INVEST FINANCIAL CORPORATION (APPLETON WI)
BC
Issued 07/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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