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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Dempsey-smerke is a financial advisor with Cetera Investment Advisers LLC, a firm based in Schaumburg, Illinois. Dawn has been working in the industry since 1987 and has held previous roles with VESTAX SECURITIES CORPORATION, INVESTACORP, INC. and INVEST FINANCIAL CORPORATION. She has a wide range of experience in financial services and is registered in multiple states. Dawn's focus is on helping individuals, businesses, and nonprofits develop investment and retirement strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
03/21/2024 - Present
Cetera Investment Advisers LLC (SCHAUMBURG IL)
OH
06/20/1996 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
FL
06/19/1990 - 06/29/1996
INVESTACORP, INC. (MIAMI FL)
NA
06/01/1988 - 01/22/1990
INVEST FINANCIAL CORPORATION
WI
06/24/1987 - 01/22/1990
INVEST FINANCIAL CORPORATION (APPLETON WI)
BC
Issued 7/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/15/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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