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Dawn Marie Collum

Ameriprise Financial Services, LLC

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About Dawn Marie Collum

Dawn Marie Collum is a registered representative with Ameriprise Financial Services, LLC. Dawn has been in the industry since 1999. Dawn has earned several professional licenses, including Series 7, Series 31 and Series 66. Dawn has experience with Ameriprise Financial Services, LLC, Morgan Stanley, and Morgan Stanley & Co. Incorporated. Dawn provides financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, and asset allocation services.

Firm Information

Dawn Collum is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Dawn Collum’s Registration & Firm History

TX

11/12/2012 - Present

Ameriprise Financial Services, LLC (Kerrville TX)

TX

06/01/2009 - 10/25/2012

MORGAN STANLEY (KERRVILLE TX)

TX

04/02/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (KERRVILLE TX)

TX

07/31/2001 - 04/02/2007

MORGAN STANLEY DW INC. (KERRVILLE TX)

NY

06/29/1999 - 05/02/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/19/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/29/2003

Series 31 - Futures Managed Funds Examination

BC

Issued 06/28/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dawn Marie Collum. Review regulatory record here.
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