Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Marie Cobak is a financial advisor with over 20 years of experience in the industry. Dawn is currently registered with Wells Fargo Clearing Services, LLC. Dawn has previously worked with Morgan Stanley, MML Investors Services, LLC, Raymond James Financial Services, Inc. and J. P. Morgan Invest, LLC. Dawn is a Series 66 and Series 63 licensed advisor. She is also a Series 24 licensed principal. Dawn offers investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
09/18/2020 - Present
Wells Fargo Clearing Services, LLC (BEVERLY MA)
MA
12/14/2018 - 09/21/2020
MORGAN STANLEY (MIDDLETON MA)
MA
10/13/2017 - 12/13/2018
MML INVESTORS SERVICES, LLC (WAKEFIELD MA)
MA
01/07/2005 - 07/17/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (DANVERS MA)
MA
05/07/2002 - 01/10/2005
J. P. MORGAN INVEST, LLC (BOSTON MA)
BOTH
Issued 03/10/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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