Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Burke is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Dawn has over 14 years of experience in the financial services industry, with a background in investment advisory. Previously, Dawn held positions with RBC Capital Markets, LLC, Wells Fargo Clearing Services, LLC and Morgan Stanley. Dawn holds multiple licenses including Series 3, 7, 9, 10, 66 and SIE, which allows Dawn to provide a wide range of financial services to clients. Dawn is also a church board member at Westminster Presbyterian Church in Alexandria, Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
02/16/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (VIENNA VA)
MD
04/29/2019 - 02/01/2023
RBC CAPITAL MARKETS, LLC (CHEVY CHASE MD)
DC
09/21/2018 - 05/08/2019
WELLS FARGO CLEARING SERVICES, LLC (WASHINGTON DC)
DC
06/07/2013 - 09/17/2018
MORGAN STANLEY (WASHINGTON DC)
MO
04/24/2009 - 06/12/2013
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
BOTH
Issued 05/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/23/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/30/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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