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Dawn Marie Benoit

National Financial Services LLC

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About Dawn Marie Benoit

Dawn Benoit is a financial professional with over 10 years of experience in the industry. Dawn has held the Series 7, Series 99, and Series 24 licenses. Dawn is currently registered with National Financial Services LLC and is active in the securities industry.

Firm Information

Dawn Benoit is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dawn Benoit’s Registration & Firm History

NJ

10/01/2012 - Present

National Financial Services LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 05/11/2016

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/2015

Series 7 - General Securities Representative Examination

BC

Issued 09/29/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dawn Marie Benoit.
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