Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Maria Faircloth is a registered representative with Valmark Securities, Inc. based in Charlotte, NC. Dawn has been in the securities industry since 2004. Dawn has her Series 6, Series 63 and SIE registrations. Previous employers include Lion Street Financial, LLC, Kestra Investment Services, LLC, NFP Securities, Inc. and AXA Distributors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/30/2024 - Present
Valmark Securities, Inc. (Charlotte NC)
TX
06/08/2023 - 04/12/2024
LION STREET FINANCIAL, LLC (AUSTIN TX)
NC
03/25/2022 - 12/13/2022
VALMARK SECURITIES, INC. (Charlotte NC)
NC
06/25/2008 - 03/25/2022
KESTRA INVESTMENT SERVICES, LLC (CHARLOTTE NC)
MA
09/14/2007 - 05/19/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NC
05/13/2005 - 08/03/2007
NFP SECURITIES, INC. (CHARLOTTE NC)
IA
06/03/2004 - 12/31/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NC
03/14/2002 - 02/07/2003
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
BC
Issued 06/21/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Dawn Faircloth is the right advisor for you? Invested Better is here to help.
