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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn M. Gatti is a financial advisor with Morgan Stanley. Dawn has been in the financial services industry for over 23 years, and has a proven track record of providing clients with personalized financial advice. Dawn is registered to provide investment advisory services in Florida and Texas. Dawn is also a registered representative of Morgan Stanley, which means she can offer a full range of financial products and services, including brokerage, investment advisory, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
02/05/2024 - Present
Morgan Stanley (Palm Harbor FL)
FL
10/31/2014 - 11/21/2023
WELLS FARGO CLEARING SERVICES, LLC (PALM HARBOR FL)
ME
04/17/2013 - 10/10/2014
PNC FUNDS DISTRIBUTOR, LLC (PORTLAND ME)
PA
03/03/2009 - 03/14/2013
LPL FINANCIAL LLC (GIRARD PA)
PA
08/25/2004 - 03/11/2009
INVEST FINANCIAL CORPORATION (CORRY PA)
RI
05/08/2002 - 08/16/2004
CITIZENS INVESTMENT SERVICES CORP. (JOHNSTON RI)
PA
06/27/2000 - 05/08/2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC (PITTSBURGH PA)
BOTH
Issued 05/18/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/15/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/26/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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