Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Sherwood is an investment advisor representative with Ameriprise Financial Services, LLC. Dawn has been in the financial services industry since 1998, and is currently registered with Ameriprise Financial Services, LLC in Florida, Tennessee and Texas. Dawn has experience with a variety of financial services, including asset allocation services, financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals. Prior to joining Ameriprise Financial Services, LLC, Dawn was registered with Morgan Stanley, Wells Fargo Advisors, LLC, Chase Investment Services Corp, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
12/10/2013 - Present
Ameriprise Financial Services, LLC (PALM BEACH GARDENS FL)
FL
05/17/2013 - 11/04/2013
MORGAN STANLEY (BOCA RATON FL)
FL
11/28/2011 - 05/21/2013
WELLS FARGO ADVISORS, LLC (WEST PALM BEACH FL)
FL
09/20/2011 - 11/28/2011
CHASE INVESTMENT SERVICES CORP. (WEST PALM BEACH FL)
FL
02/24/2009 - 06/08/2011
WELLS FARGO ADVISORS, LLC (PALM BEACH GARDENS FL)
FL
07/24/1998 - 02/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH GARDENS FL)
IA
Issued 11/17/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/24/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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