Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Maurer is a financial advisor with over 30 years of experience in the industry. Dawn is currently registered with Charles Schwab & Co., Inc. as a Registered Representative and Investment Advisor Representative in both Colorado and Florida. Dawn has a broad range of experience in the industry, including working with Charles Schwab in Westlake, Texas from 1991 to 2002. Dawn has also worked as a contractor for WCC, LLC since 2019 and has held positions at Schwab Private Client Investment Advisory, Inc., and Maurer Inc. Dawn holds both Series 63 and 66 licenses, as well as Series 7, 8, 9, and 10. Dawn is also a registered Investment Advisor in both Colorado and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
FL
03/02/2023 - Present
Charles Schwab & CO., Inc. (Beverly Hills FL)
TX
07/10/1997 - 11/13/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
07/01/1991 - 08/20/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 04/27/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/13/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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