Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Davis is a financial professional with over 30 years of experience in the industry. Dawn has worked for several firms, including Stifel, Nicolaus & Company, Incorporated, Walnut Street Securities, Inc., Saxony Securities, Inc., First Clearing, LLC and is currently with Wells Fargo Clearing Services, LLC. Dawn is registered with the state of Missouri as a broker. Dawn's experience and expertise allows to help clients with a variety of financial needs, including financial planning, portfolio management and investment consulting. Dawn is committed to providing clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
11/11/2016 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
10/22/2008 - 11/11/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
04/12/2004 - 09/22/2008
SAXONY SECURITIES, INC. (ST. LOUIS MO)
CA
10/09/1998 - 04/12/2004
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
MO
04/25/1986 - 07/06/1998
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
BC
Issued 10/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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