Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn M. Jones is a registered investment advisor representative with raymond james financial services advisors, inc. Dawn has been in the industry since 2004. Dawn holds a Series 7, Series 24, Series 31, and Series 66 license. Dawn is registered to provide investment advisory services in Arizona, California, Colorado, Indiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, New Mexico, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Vermont, Virginia, and Wisconsin. Dawn is also licensed to provide brokerage services through raymond james financial services advisors, inc. in the same states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CO
08/03/2009 - Present
Raymond James Financial Services Advisors, Inc. (BOULDER CO)
CO
11/17/2006 - 05/30/2008
GENEOS WEALTH MANAGEMENT, INC. (CENTENNIAL CO)
CO
05/18/2005 - 11/10/2006
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
TN
04/19/2004 - 06/06/2005
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CO
08/08/2003 - 04/22/2004
INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)
BOTH
Issued 10/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/20/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 8/7/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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