Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Bassett is a financial advisor with Raymond James Financial Services, Inc. Dawn has been in the financial industry since 1998. Dawn is registered with the following states: California, Florida, Georgia, Indiana, Kentucky, Michigan, Missouri, Ohio, Texas and Wisconsin. Dawn has earned her Series 6, Series 7, and Series 63 licenses. Dawn is also a SIE exam holder.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
04/24/2019 - Present
Raymond James Financial Services, Inc. (Garrett IN)
IN
11/30/2007 - 04/18/2019
EDWARD JONES (GARRETT IN)
MO
02/06/1998 - 12/09/2005
EDWARD JONES (ST. LOUIS MO)
OH
06/06/1996 - 11/18/1997
MFI INVESTMENTS CORP. (BRYAN OH)
BC
Issued 06/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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