Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Kleis is a financial advisor at Raymond James Financial Services Advisors, Inc. Dawn has been in the industry since March 20, 2006 and holds both Series 7 and Series 66 licenses, as well as the Securities Industry Essentials (SIE) exam. Dawn has experience at other firms such as Broker Dealer Financial Services Corp. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. In addition to Dawn's work as a financial advisor, Dawn also provides administrative duties for a business owned by her spouse and has a dual role as a Registered Client Associate for Main Street Advisory Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IA
11/10/2015 - Present
Raymond James Financial Services Advisors, Inc. (PELLA IA)
IA
04/16/2013 - 11/09/2015
BROKER DEALER FINANCIAL SERVICES CORP. (PELLA IA)
IA
02/08/2008 - 04/17/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PELLA IA)
IA
03/21/2006 - 02/12/2008
U.S. BANCORP INVESTMENTS, INC. (PELLA IA)
BOTH
Issued 04/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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