Unclaimed
Dawn Janine Parris is a financial professional with over 15 years of experience in the financial services industry. Dawn is currently registered with Empower Financial Services, Inc. Dawn has previously been registered with J.P. Morgan Institutional Investments Inc. in Overland Park, Kansas. Dawn is Series 6 and Series 63 licensed. Dawn holds the SIE designation. Dawn has been registered in Missouri since September 2014.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
09/02/2014 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
KS
01/26/2007 - 09/02/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)
BC
Issued 11/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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