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Dawn Janine Parris

Empower Financial Services, Inc.

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About Dawn Janine Parris

Dawn Janine Parris is a financial professional with over 15 years of experience in the financial services industry. Dawn is currently registered with Empower Financial Services, Inc. Dawn has previously been registered with J.P. Morgan Institutional Investments Inc. in Overland Park, Kansas. Dawn is Series 6 and Series 63 licensed. Dawn holds the SIE designation. Dawn has been registered in Missouri since September 2014.

Firm Information

Dawn Parris is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dawn Parris’s Registration & Firm History

KS

09/02/2014 - Present

Empower Financial Services, Inc. (OVERLAND PARK KS)

KS

01/26/2007 - 09/02/2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 11/28/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Dawn Janine Parris. Review regulatory record here.
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