Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Holtermann Wyatt has been in the financial services industry since 2007 and has held various roles at several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fidelity Distributors Corporation, CS First Boston Corporation and Salomon Brothers Inc. Dawn is currently registered with Rockefeller Financial LLC, where she serves as a financial advisor. Dawn is licensed to provide financial advice in several states and holds Series 7, 7TO, 63 and 66 licenses. Dawn is dedicated to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/18/2024 - Present
Rockefeller Financial LLC (New York NY)
PA
07/22/2014 - 07/01/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (YARDLEY PA)
RI
01/18/1994 - 05/24/1999
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
NY
03/18/1987 - 12/31/1990
CS FIRST BOSTON CORPORATION (NEW YORK NY)
NA
02/19/1986 - 03/09/1987
SALOMON BROTHERS INC.
BOTH
Issued 02/27/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/01/2016
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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