Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Elyse Napolitano is a financial professional with over 18 years of experience in the financial services industry. Dawn has been registered with the Financial Industry Regulatory Authority (FINRA) since 2012 and is currently employed by TP Icap Global Markets Americas LLC, a FINRA-registered broker-dealer. Prior to joining TP Icap Global Markets Americas LLC, Dawn worked as a Registered Representative with Tullett Prebon Financial Services LLC and Tradition (Government Securities) Inc. She is a licensed Series 99 Operations Professional and holds the Securities Industry Essentials Examination (SIE) certification. Dawn is dedicated to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/06/2012 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
09/16/1991 - 10/11/1996
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
NA
11/02/1989 - 09/19/1991
TRADITION BERISFORD (GOVERNMENT SECURITIES) INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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