Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Carey is a financial advisor who has been in the industry since 2011. Dawn holds a Series 63 and Series 7 license and is currently registered with Fidelity Brokerage Services LLC. Dawn has been a registered representative for Fidelity Brokerage Services LLC since 2015. Previously, Dawn worked for Transamerica Investors Securities Corporation and OppenheimerFunds Distributor, Inc. Dawn is registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/21/2015 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
NJ
12/01/2011 - 02/24/2015
TRANSAMERICA INVESTORS SECURITIES CORPORATION (MILLBURN NJ)
NY
05/24/2011 - 11/03/2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 12/03/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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