Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Winship is a financial advisor who is currently registered with Park Avenue Securities LLC. Dawn is a registered representative with both Series 7 and 66 licenses. Dawn has been active in the securities industry since 2008. Previously, Dawn was a registered representative with PRUCO Securities, LLC., Chase Investment Services Corp., WAMU Investments, Inc., and UBS Financial Services Inc. Dawn is licensed to conduct business in Arizona, California, Hawaii, Idaho, Indiana, Mississippi, Nevada, Pennsylvania, Texas, Virginia, and Washington. Dawn has a variety of experience, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Dawn's specialties include the following areas of finance: Financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/26/2024 - Present
Park Avenue Securities LLC (YORBA LINDA CA)
CA
10/17/2011 - 11/20/2014
PRUCO SECURITIES, LLC. (IRVINE CA)
CA
05/02/2009 - 10/11/2011
CHASE INVESTMENT SERVICES CORP. (LA HABRA CA)
CA
02/12/2009 - 05/02/2009
WAMU INVESTMENTS, INC. (FULLERTON CA)
CA
03/11/2008 - 02/24/2009
UBS FINANCIAL SERVICES INC. (IRVINE CA)
BOTH
Issued 03/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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