Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Elizabeth Hansen is a financial advisor who has been working in the industry since 2007. Dawn is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since December 2014. Previously, Dawn has also worked with VSR Financial Services, Inc., Commerce Brokerage Services, Inc., Waddell & Reed, Inc., and Morgan Keegan & Company, Inc. Dawn is registered in Arkansas and Missouri, and Dawn holds Series 66, Series 7 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
01/07/2015 - Present
Northwestern Mutual Investment Services, LLC (CHESTERFIELD MO)
MO
02/07/2013 - 11/03/2014
VSR FINANCIAL SERVICES, INC. (SAINT CHARLES MO)
MO
06/04/2008 - 02/01/2013
COMMERCE BROKERAGE SERVICES, INC. (ST. LOUIS MO)
IL
10/12/2007 - 05/28/2008
WADDELL & REED, INC. (OAKBROOK IL)
IN
03/28/2007 - 10/10/2007
MORGAN KEEGAN & COMPANY, INC. (INDIANAPOLIS IN)
BOTH
Issued 07/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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