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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Eisele Parks is a financial advisor with Avantax Advisory Services. Dawn has been in the financial services industry since 1997. Dawn is registered with FINRA and the state of Texas. Dawn has a Series 7, Series 63, Series 65, and Series 24 license. Dawn is a Certified Financial Planner. Dawn provides financial planning, portfolio management, and investment advisory services. Dawn has experience working with high-net-worth individuals, pension and profit sharing plans, corporations or other businesses, and individuals other than high-net-worth. Dawn is also a director of wealth planning for Avantax Insurance Agency and/or Avantax Insurance Services. Dawn is a member of the 1st Global Capital Corp., Lincoln Financial Advisors Corporation, and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/25/2019 - Present
Avantax Advisory Services (Plano TX)
TX
09/02/2015 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (FRISCO TX)
TX
05/27/2014 - 08/25/2015
LINCOLN FINANCIAL ADVISORS CORPORATION (DALLAS TX)
TX
10/01/2012 - 05/23/2014
LPL FINANCIAL LLC (PLANO TX)
TX
11/03/2004 - 08/06/2012
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
NJ
05/03/2002 - 11/09/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
NJ
10/17/2000 - 04/16/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
TN
12/20/1996 - 10/06/2000
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
Issued 05/07/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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