Unclaimed
Dawn E Jones is a financial professional with experience in the securities industry. Dawn is currently registered with Pacific Select Distributors, LLC. She is licensed to sell securities in Illinois. Dawn has passed the Series 7TO, SIE and Series 63 exams. Dawn previously worked at TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
11/02/2022 - Present
Pacific Select Distributors, LLC (NEWPORT BEACH CA)
MO
04/05/2022 - 10/27/2022
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 04/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2022
Series 7TO - General Securities Representative Examination
BC
Issued 12/30/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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