Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Denigmann O'Rourke is a financial advisor with over 30 years of experience in the industry. Dawn is a Certified Financial Planner™ and has held various positions at several firms, including Lehman Brothers Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Morgan Stanley, and FSC Securities Corporation. Dawn currently works at Wells Fargo Clearing Services, LLC as a registered representative and investment advisor. Dawn has a broad range of experience in the financial industry, specializing in providing investment consulting services to institutional clients, financial planning, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
03/28/2018 - Present
Wells Fargo Clearing Services, LLC (ATLANTA GA)
GA
06/25/2014 - 03/27/2018
FSC SECURITIES CORPORATION (ATLANTA GA)
GA
06/01/2009 - 07/01/2014
MORGAN STANLEY (ATLANTA GA)
GA
03/28/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PEACHTREE CITY GA)
NY
08/23/1991 - 03/31/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/21/1990 - 08/20/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 08/07/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/27/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/06/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2011
Series 3 - National Commodity Futures Examination
BC
Issued 09/03/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 06/16/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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