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Dawn Danielle Buczko

Cetera Investment Services LLC

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About Dawn Danielle Buczko

Dawn Buczko is a financial professional with over a decade of experience in the industry. Dawn is currently registered with Cetera Investment Services LLC in Beaver, Pennsylvania. Dawn has a Series 6, Series 63 and SIE license. Previously, Dawn was registered with LPL FINANCIAL LLC and THE HUNTINGTON INVESTMENT COMPANY.

Firm Information

Dawn Buczko is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Dawn Buczko’s Registration & Firm History

PA

02/11/2014 - Present

Cetera Investment Services LLC (BEAVER PA)

PA

04/21/2012 - 02/12/2014

LPL FINANCIAL LLC (WEXFORD PA)

PA

12/02/2008 - 03/07/2011

THE HUNTINGTON INVESTMENT COMPANY (BEAVER PA)

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Licenses & Designations

BC

Issued 02/05/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dawn Danielle Buczko.
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