Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Cheryce Rodriguez is a financial advisor with over 25 years of experience in the industry. Dawn is currently registered with LPL Financial LLC and has been with the firm since June 2006. Prior to joining LPL Financial LLC, Dawn worked for Chase Investment Services Corp., Chase Securities of Texas, Inc., Prudential Securities Incorporated and Dean Witter Reynolds Inc. Dawn specializes in providing financial planning, portfolio management, and consulting services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/01/2006 - Present
LPL Financial LLC (HOUSTON TX)
IL
03/01/1999 - 06/13/2006
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
TX
03/03/1997 - 03/01/1999
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
NY
11/22/1996 - 02/28/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/03/1996 - 12/11/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 05/02/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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