Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Capozzalo is a registered representative with First Manhattan Securities LLC. Dawn has been in the securities industry since 1979. Dawn holds the Series 7, Series 52, and Series 63 licenses. Dawn has previously been employed by Rafferty Capital Markets, LLC and J.J. Kenny Drake, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/04/2008 - Present
First Manhattan Securities LLC (NEW YORK NY)
NY
03/11/2004 - 03/08/2005
RAFFERTY CAPITAL MARKETS, LLC (GARDEN CITY NY)
NY
04/21/1976 - 04/29/2004
J.J. KENNY DRAKE, INC. (NEW YORK NY)
BC
Issued 10/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/21/1976
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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