Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Dupre is a financial advisor with Janney Montgomery Scott LLC. Dawn has been in the industry since 1994 and holds several licenses including Series 6, 7, 9, 10, 24, 53, and 63 and 66. Dawn has been with Janney Montgomery Scott LLC since 2020. Prior to that, Dawn was a financial advisor with Morgan Stanley Smith Barney LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
02/24/2021 - Present
Janney Montgomery Scott LLC (BERWYN (Valley Forge) PA)
PA
11/18/2013 - 01/21/2020
MORGAN STANLEY (BERWYN PA)
PA
05/28/2010 - 10/23/2012
CCO INVESTMENT SERVICES CORP. (PLYMOUTH MEETING PA)
PA
01/01/2008 - 05/03/2010
PNC INVESTMENTS (BERWYN PA)
PA
09/08/2004 - 09/05/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYNE PA)
AL
06/14/2000 - 08/11/2004
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
WI
02/17/1999 - 06/06/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
VA
07/22/1993 - 03/24/1999
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
BOTH
Issued 03/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/09/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/07/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/18/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1995
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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