Invested Better
Unclaimed

Unclaimed

Unclaimed

Dawn Ashley Dunford

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Dawn? Claim Your Profile

About Dawn Ashley Dunford

Dawn Ashley Dunford is a financial professional with experience in the financial services industry. Dawn is currently registered with National Financial Services LLC, a firm that provides financial services to individuals and institutions. Dawn is also licensed to sell securities in the state of Texas. Dawn previously worked with Fidelity Brokerage Services LLC. Dawn has a strong understanding of the financial markets and can help clients reach their financial goals.

Firm Information

Dawn Dunford is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Dawn Dunford’s Registration & Firm History

TX

09/24/2021 - Present

National Financial Services LLC (WESTLAKE TX)

TX

09/11/2020 - 08/10/2021

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

Not sure if Dawn Ashley Dunford is right for you?

Licenses & Designations

BC

Issued 10/16/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/11/2020

Series 7TO - General Securities Representative Examination

BC

Issued 07/21/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Dawn Ashley Dunford.
Not sure if Dawn Ashley Dunford is right for you?