Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawn? Claim Your ProfileDawn Ardys Powers is a financial advisor in Riverside, California. Dawn has been in the financial services industry since February 4, 1990. Dawn is currently registered with Cambridge Investment Research, Inc., and previously worked at CETERA FINANCIAL SPECIALISTS LLC, HOCHMAN & BAKER SECURITIES, INC., and H.D. VEST INVESTMENT SECURITIES, INC. Dawn holds the Series 7, Series 63, and SIE licenses. Dawn is licensed in Arizona, California, Colorado, and South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/30/2019 - Present
Cambridge Investment Research, Inc. (Riverside CA)
CA
06/30/2004 - 03/04/2019
CETERA FINANCIAL SPECIALISTS LLC (RIVERSIDE CA)
CT
07/02/2001 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
TX
12/11/1989 - 08/08/2001
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BC
Issued 05/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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