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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Dawaun? Claim Your ProfileDawaun Horton is an investment advisor representative at Morgan Stanley. Dawaun Horton has been in the industry since September 2017. Dawaun Horton is registered to provide investment advisory services in 53 states and the District of Columbia. Dawaun Horton also holds Series 7, Series 9, Series 10, and Series 66 securities licenses. Prior to joining Morgan Stanley, Dawaun Horton worked for J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
10/09/2019 - Present
Morgan Stanley (Columbus OH)
OH
12/08/2016 - 01/03/2019
J.P. MORGAN SECURITIES LLC (WESTERVILLE OH)
BOTH
Issued 12/30/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/07/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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