Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Davy? Claim Your ProfileDavy Kwok is a registered representative with MML Investors Services, LLC. Davy has been in the financial services industry since 1999 and has held various positions with firms including W&S Brokerage Services, Inc. and Park Avenue Securities LLC. Davy has a diverse background and is able to provide services for various clients. Davy can provide financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
01/16/2024 - Present
MML Investors Services, LLC (ARCADIA CA)
CA
09/20/2022 - 12/15/2023
W&S BROKERAGE SERVICES, INC. (Cerritos CA)
CA
08/16/2013 - 09/14/2022
MML INVESTORS SERVICES, LLC (ARCADIA CA)
CA
09/15/2011 - 07/16/2013
PARK AVENUE SECURITIES LLC (DIAMOND BAR CA)
CA
10/25/2006 - 08/01/2011
PRUCO SECURITIES, LLC. (CITY OF INDUSTRY CA)
CA
07/15/2002 - 10/13/2006
FARMERS FINANCIAL SOLUTIONS, LLC (WALNUT CA)
MA
04/23/2002 - 05/21/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
NJ
05/15/2001 - 02/28/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
GA
10/20/1998 - 02/10/2001
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 08/03/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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