Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Davy? Claim Your ProfileDavy Kung Sim is a registered representative with Payden & Rygel Distributors. Davy has been in the industry since May 1, 2010. Davy holds the Series 66, Series 7, and SIE exams. Davy is licensed to sell securities in California. Prior to joining Payden & Rygel Distributors, Davy was a financial advisor at Wells Fargo Advisors Financial Network, LLC and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
02/01/2013 - Present
Payden & Rygel Distributors (LOS ANGELES CA)
CA
06/04/2012 - 12/21/2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PASADENA CA)
CA
03/22/2010 - 06/14/2012
LPL FINANCIAL LLC (PASADENA CA)
BOTH
Issued 02/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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