Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Davis? Claim Your ProfileDavis Wiley Baker is a financial advisor with Truist Securities, Inc. Davis has been working in the financial industry since June 9, 2018 and has been registered with FINRA and a number of states since 2017. Davis has passed a number of exams including the Series 7, Series 63, SIE, and the Series 79TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/06/2020 - Present
Truist Securities, Inc. (WINSTON-SALEM NC)
VA
03/11/2019 - 08/06/2020
BB&T SECURITIES, LLC (RICHMOND VA)
NC
08/08/2017 - 05/08/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CHARLOTTE NC)
BC
Issued 08/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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